Insurance-Only Producers and PTE 84-24 December 20, 2021 Background In February 2021 the Department of Labor (DOL) finalized Prohibited Transaction Exemption 2020-02 (PTE 2020-02), which includes their new interpretation of the 5-part test established in the original 1975 regulation. This regulation defines who is an investment advice fiduciary under the Employee Retirement Income Security Act… Continue reading DOL Rule 84-24